Filing Details

Accession Number:
0001047253-17-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-21 17:02:42
Reporting Period:
2017-09-21
Accepted Time:
2017-09-21 17:02:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1047253 L Deborah Harmon 5425 Wisconsin Avenue, Suite 802
Chevy Chase MD 20815
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-09-21 616 $18.73 1,016 No 4 M Direct
Class A Common Stock Acquisiton 2017-09-21 12,510 $20.94 13,526 No 4 M Direct
Class A Common Stock Disposition 2017-09-21 13,126 $25.09 400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2014 Stock Option Grant (right to buy) Disposition 2017-09-21 616 $0.00 616 $18.73
Class A Common 2016 Stock Option Grant (right to buy) Disposition 2017-09-21 12,510 $0.00 12,510 $20.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,127 2015-03-28 2024-03-28 No 4 M Direct
0 2017-03-23 2026-03-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 23,572 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $37.68 2009-04-07 2018-04-07 5,319 5,319 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 4,463 4,463 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2013-04-11 2022-04-11 7,216 7,216 Direct
Class A Common 2017 Stock Option Grant (right to buy) $21.83 2018-03-24 2027-03-24 26,112 26,112 Direct
Class A Common Phantom Stock Dividend Equivalent Rights $0.00 1988-08-08 1988-08-08 30 5,376 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-07 5,319 5,319 Direct
2021-04-13 4,463 4,463 Direct
2022-04-11 7,216 7,216 Direct
2027-03-24 26,112 26,112 Direct
1988-08-08 30 5,376 Direct
Footnotes
  1. Shares are held in street account. 9/21/2017: The price $25.0927 represents a weighted average of sales prices ranging from $25.06 per share to $25.13 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  2. Shares are held in Direct Registration Account.
  3. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
  4. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  5. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
  6. 2014 Stock Option Grant - 100% exercisable 3/28/2015.
  7. 2016 Stock Option Grant - 100% exercisable 3/23/2017.
  8. 2017 Stock Option Grant - 100% exercisable 3/24/2018.
  9. Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Ms Harmon is currently contributing $8,125 on a quarterly basis from director fees paid after each quarterly meeting. Additional shares due to reinvestment of dividend.
  10. Exercisable at retirement, termination, death or disability.
  11. No present expiration date.