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Filing Details

Accession Number:: 0001213900-17-009864
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-20 17:33:15
Reporting Period:: 2017-09-19

Accepted Time:: 2017-09-20 17:33:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1705771	Draper Oakwood Technology Acquisition Inc.	DOTAU	Blank Checks (6770)	821391674

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705778	Draper Oakwood Investments Llc	55 E. 3Rd Avenue San Mateo CA 94401		No	No	Yes	No
1716498	Aamer Sarfraz	55 E 3Rd Ave San Mateo CA 94401	Ceo And Cfo	Yes	Yes	Yes	No
1716689	William Roderick Perry	55 E. 3Rd Avenue San Mateo CA 94401		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-09-19	200,000	$10.00	200,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These shares are underlying units (each unit consisting of one share of Class A common stock, one right entitling the holder thereof to receive one-tenth (1/10) of one share of Class A Common Stock upon the consummation of an initial business combination and one-half of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by Draper Oakwood Investments LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer. Does not include 1,437,500 shares of Class F common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
Each of the issuer's officers and directors is a member of the Sponsor. Roderick Perry, the issuer's Executive Chairman of the Board, and Aamer Sarfraz, the issuer's Chief Executive Officer, Chief Financial Officer and Director, are the managing members of the Sponsor and jointly have the voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Perry and Sarfraz may be deemed to have or share beneficial ownership of such shares.
Messrs. Perry and Sarfraz disclaim beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.