Filing Details

Accession Number:
0000950103-17-009053
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-20 16:02:05
Reporting Period:
2017-09-18
Accepted Time:
2017-09-20 16:02:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1479750 Capital Bank Financial Corp. CBF () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419862 Crestview Partners Ii (Ff) Lp C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
1419863 Crestview Partners Ii (Te) Lp C/O Crestview Partners
667 Madison Avenue, 10 Fl
New York NY 10065
Yes No No No
1419864 Crestview Partners Ii Lp C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
1419873 Crestview Offshore Holdings Ii (Ff Cayman) Lp C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
1419875 Crestview Offshore Holdings Ii (Cayman) Lp C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
1480255 Crestview Offshore Holdings Ii (892 Cayman), L.p. C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
1505639 Crestview Partners Ii Gp, L.p. C/O Crestview Partners
667 Madison Avenue, 10Th Floor
New York NY 10065
Yes No No No
1558289 Crestview-Nafh, Llc C/O Crestview Partners
667 Madison Avenue, 10Th Floor
New York NY 10065
Yes No No No
1559054 Crestview Advisors, L.l.c. C/O Crestview Partners
667 Madison Avenue, 10Th Fl
New York NY 10065
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-09-18 10,270 $38.00 2,573,490 No 4 S Indirect See footnotes
Class B Non-Voting Common Stock Disposition 2017-09-18 2,489,730 $38.00 7,072,958 No 4 S Indirect See footnotes
Class A Common Stock Disposition 2017-09-19 2,230 $38.10 2,571,260 No 4 S Indirect See footnotes
Class B Non-Voting Common Stock Disposition 2017-09-19 540,632 $38.10 6,532,326 No 4 S Indirect See footnotes
Class A Common Stock Acquisiton 2017-09-19 25,000 $20.00 2,596,260 No 4 M Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 M Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2017-09-19 25,000 $0.00 25,000 $20.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-22 No 4 M Indirect
Footnotes
  1. Reflects the sale by Crestview Advisors, L.L.C., of 10,270 shares of Class A Common Stock of the Issuer ("Class A Shares") on September 18, 2017 and 2,230 Class A Shares on September 19, 2017.
  2. Reflects the sale by Crestview-NAFH, LLC, of 2,489,730 shares of Class B Non-Voting Common Stock of the Issuer ("Class B Shares" and, together with Class A Shares, "Common Stock") on September 18, 2017 and 540,632 Class B Shares on September 19, 2017, in each case that were directly held Crestview-NAFH, LLC.
  3. Reflects the exercise of stock options to purchase 25,000 Class A Shares granted by the Issuer to Crestview Advisors, L.L.C. on March 16, 2011 in respect of service on the Issuer's Board of Directors by Richard M. DeMartini, a Managing Director of Crestview Advisors, L.L.C. The stock options previously vested in two equal installments on each of December 22, 2011 and December 22, 2012.
  4. Crestview-NAFH, LLC directly beneficially owns 2,558,760 Class A Shares and 6,532,326 Class B Shares. Each of Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 9,091,086 shares of Common Stock directly owned by Crestview-NAFH, LLC. Crestview Advisors, L.L.C. directly beneficially owns 37,500 Class A Shares received in respect of service on the Issuer's board of directors by Mr. DeMartini.
  5. Crestview Partners II GP, L.P. is the general partner of each of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. (collectively, the "Crestview Funds"). Each of the Crestview Funds is a member of Crestview-NAFH, LLC. Crestview Advisors, L.L.C. provides investment advisory and management services to the Crestview Funds.
  6. Each reporting person disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein.