Filing Details

Accession Number:
0001185185-17-002031
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-09-20 11:38:27
Reporting Period:
2016-11-18
Accepted Time:
2017-09-20 11:38:27
Original Submission Date:
2017-01-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177845 Xplore Technologies Corp XPLR Computer & Office Equipment (3570) 260563295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1348894 Andrea Goren 845 W End Ave, #14A
New York NY 10025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-18 2,000 $2.40 1,146,485 No 4 P Indirect See Footnote
Common Stock Acquisiton 2016-11-18 3,000 $2.40 1,149,485 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Andax LLC purchased a total of 5,000 shares on November 18, 2016. At September 19, 2017, includes shares held by Phoenix Venture Fund LLC ("Phoenix") (1,091,775), SG Phoenix LLC ("SG") (24,524), Mr. Goren (1,659) and Andax LLC ("Andax") (31,527). Mr. Goren is a co-manager of Phoenix and SG and shares voting and dispositive power over the shares held by Phoenix and SG. Mr. Goren disclaims any beneficial ownership of the shares held by Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares. Mr. Goren is the manager of Andax. Mr. Goren disclaims any beneficial ownership of the shares held by Andax except to the extent of his pecuniary interest, if any, in such shares. This amendment was made to correct the amount of securities beneficially owned following the reported transactions to exclude derivative securities.