Filing Details

Accession Number:
0001214659-17-005669
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-19 12:16:58
Reporting Period:
2017-09-18
Accepted Time:
2017-09-19 12:16:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171328 M Susan Knutson 141 Union Blvd., #400
Lakewood CO 80228
Controller No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-18 2,910 $2.60 17,000 No 4 S Direct
Common Stock Disposition 2017-09-18 4,764 $2.60 12,236 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Incentive Stock Option $4.41 2011-11-14 2018-11-14 2,034 2 Direct
Common Incentive Stock Option $3.45 2012-11-06 2019-11-06 1,267 3,301 Direct
Common Incentive Stock Option $1.56 2013-12-13 2020-12-13 5,323 8,624 Direct
Common Incentive Stock Option $2.31 2016-01-02 2023-01-02 18,132 26,756 Direct
Common Incentive Stock Option $2.48 2016-11-21 2024-11-21 10,000 36,756 Direct
Common Incentive Stock Option $7.79 2025-03-13 5,520 42,276 Direct
Common Incentive Stock Option $5.29 2025-11-23 4,159 46,435 Direct
Common Restricted Stock Unit $0.00 2018-11-23 3,493 49,928 Direct
Common Incentive Stock Option $3.15 2026-11-16 7,700 57,628 Direct
Common Restricted Stock Unit $0.00 2019-11-16 6,191 63,819 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-11-14 2,034 2 Direct
2019-11-06 1,267 3,301 Direct
2020-12-13 5,323 8,624 Direct
2023-01-02 18,132 26,756 Direct
2024-11-21 10,000 36,756 Direct
2025-03-13 5,520 42,276 Direct
2025-11-23 4,159 46,435 Direct
2018-11-23 3,493 49,928 Direct
2026-11-16 7,700 57,628 Direct
2019-11-16 6,191 63,819 Direct
Footnotes
  1. The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
  2. The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
  3. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  4. The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
  5. The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.