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Filing Details

Accession Number:: 0000891839-17-000130
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-18 16:41:17
Reporting Period:: 2017-09-14

Accepted Time:: 2017-09-18 16:41:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
31235	Eastman Kodak Co	KODK	Photographic Equipment & Supplies (3861)	160417150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1466099	Eric Samuels	Eastman Kodak Company 343 State Street Rochester NY 14650	Cao And Corp. Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.01	Disposition	2017-09-15	540	$7.70	8,002	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $.01	Stock Option (Right to Buy)	Acquisiton	2017-09-14	101,523	$0.00	101,523	$12.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
101,523		2024-09-13	No	4	A	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2018-09-03	3,636	3,636	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2019-09-03	6,419	6,419	Direct
Common Stock, Par Value $.01	Restricted Stock Units	$0.00		2020-03-21	4,505	4,505	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$23.78		2021-09-02	19,012	19,012	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$13.76		2022-09-02	26,087	26,087	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$15.58		2023-09-02	25,467	25,467	Direct
Common Stock, Par Value $.01	Stock Option (Right to Buy)	$11.10		2024-03-20	11,161	11,161	Direct
Common Stock, Par Value $.01	125% Warrants to purchase Common Stock, par value $.01	$14.93	2013-09-03	2018-09-03	8	8	Direct
Common Stock, Par Value $.01	135% Warrants to purchase Common Stock, par value $.01	$16.12	2013-09-03	2018-09-03	8	8	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-09-03	3,636	3,636	Direct
2019-09-03	6,419	6,419	Direct
2020-03-21	4,505	4,505	Direct
2021-09-02	19,012	19,012	Direct
2022-09-02	26,087	26,087	Direct
2023-09-02	25,467	25,467	Direct
2024-03-20	11,161	11,161	Direct
2018-09-03	8	8	Direct
2018-09-03	8	8	Direct

Footnotes

This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Samuels on 11/22/2016.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2015 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/2016 grant date.
These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 3/21/2017 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2014 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2015 grant date.
This option vests one-third on each of the first three anniversaries of the 9/3/2016 grant date.
This option vests one-third on each of the first three anniversaries of the 3/21/2017 grant date.
This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
Each of these Warrants entitles the holder to purchase one share of common stock; however, for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.