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Filing Details

Accession Number:
0001217454-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-18 16:16:40
Reporting Period:
2017-09-14
Accepted Time:
2017-09-18 16:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217454 J David Larue 50 Public Square, Suite 1100
Cleveland OH 44113
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-09-14 900 $15.89 17,560 No 4 M Direct
Class A Common Stock Acquisiton 2017-09-15 9,355 $15.89 26,915 No 4 M Direct
Class A Common Stock Disposition 2017-09-14 900 $25.47 26,015 No 4 S Direct
Class A Common Stock Disposition 2017-09-15 9,355 $25.32 16,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common 2010 Stock Option Grant (right to buy) Disposition 2017-09-14 900 $0.00 900 $15.89
Class A Common 2010 Stock Option Grant (right to buy) Disposition 2017-09-15 9,355 $0.00 9,355 $15.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,993 2012-04-14 2020-04-14 No 4 M Direct
16,638 2012-04-14 2020-04-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,560 Indirect See footnote
Class A Common Stock 33,565 Indirect See footnote
Class A Common Stock 16,450 Direct
Class A Common Stock 25,184 Direct
Class A Common Stock 32,209 Direct
Class A Common Stock 4,813 Indirect See footnote
Class A Common Stock 4,813 Indirect See footnote
Class A Common Stock 4,813 Indirect See footnote
Class A Common Stock 1,843 Direct
Class A Common Stock 6,835 Indirect See footnote
Class A Common Stock 3,994 Direct
Class A Common Stock 211,102 Direct
Class A Common Stock 34,006 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 28,059 28,059 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 64,277 64,277 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2014-04-11 2022-04-11 77,945 77,945 Direct
Class A Common 2013 Stock Option Grant (right to buy) $17.60 2015-04-08 2023-04-08 65,630 65,630 Direct
Class A Common 2014 Stock Option Grant (right to buy) $18.73 2016-03-28 2024-03-28 62,090 62,090 Direct
Class A Common 2014 Performance Shares $0.00 2017-12-31 1988-08-08 38,441 38,441 Direct
Class A Common 2015 Performance Shares $0.00 2017-12-31 1988-08-08 32,900 32,900 Direct
Class A Common 2016 Performance Shares $0.00 2018-12-31 1988-08-08 50,367 50,367 Direct
Class A Common 2017 Performance Shares $0.00 2019-12-31 1988-08-08 48,313 48,313 Direct
Class A Common 2015 Out Performance Shares $0.00 2017-12-31 1988-08-08 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-18 28,059 28,059 Direct
2021-04-13 64,277 64,277 Direct
2022-04-11 77,945 77,945 Direct
2023-04-08 65,630 65,630 Direct
2024-03-28 62,090 62,090 Direct
1988-08-08 38,441 38,441 Direct
1988-08-08 32,900 32,900 Direct
1988-08-08 50,367 50,367 Direct
1988-08-08 48,313 48,313 Direct
1988-08-08 50,000 50,000 Direct
Footnotes
  1. David J. LaRue Trust.
  2. David LaRue Family Trust
  3. 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  4. 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  5. 2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
  6. Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  7. Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
  8. Shares held by Tessa LaRue, daughter,
  9. Shares are held in street account with Charles Schwab. 9/15/2017: The price $25.3203 represents a weighted average of sales prices ranging from $25.3200 per share to $25.3250 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  10. Shares held by David LaRue - Roth IRA
  11. Shares are held by Cindy LaRue (spouse) in street account.
  12. Shares are held by David LaRue & Cindy LaRue Trust account.
  13. Shares are held by transfer agent in a direct registration account.
  14. FCE's 401k Plan account, shares are held indirect.
  15. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  16. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  17. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  18. 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
  19. 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
  20. 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
  21. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  22. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  23. Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  24. Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
  25. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.