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Filing Details

Accession Number:: 0001217454-17-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-18 16:16:40
Reporting Period:: 2017-09-14

Accepted Time:: 2017-09-18 16:16:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217454	J David Larue	50 Public Square, Suite 1100 Cleveland OH 44113	Ceo & President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-09-14	900	$15.89	17,560	No	4	M	Direct
Class A Common Stock	Acquisiton	2017-09-15	9,355	$15.89	26,915	No	4	M	Direct
Class A Common Stock	Disposition	2017-09-14	900	$25.47	26,015	No	4	S	Direct
Class A Common Stock	Disposition	2017-09-15	9,355	$25.32	16,660	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	2010 Stock Option Grant (right to buy)	Disposition	2017-09-14	900	$0.00	900	$15.89
Class A Common	2010 Stock Option Grant (right to buy)	Disposition	2017-09-15	9,355	$0.00	9,355	$15.89

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,993	2012-04-14	2020-04-14	No	4	M	Direct
16,638	2012-04-14	2020-04-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	14,560	Indirect	See footnote
Class A Common Stock	33,565	Indirect	See footnote
Class A Common Stock	16,450	Direct
Class A Common Stock	25,184	Direct
Class A Common Stock	32,209	Direct
Class A Common Stock	4,813	Indirect	See footnote
Class A Common Stock	4,813	Indirect	See footnote
Class A Common Stock	4,813	Indirect	See footnote
Class A Common Stock	1,843	Direct
Class A Common Stock	6,835	Indirect	See footnote
Class A Common Stock	3,994	Direct
Class A Common Stock	211,102	Direct
Class A Common Stock	34,006	Indirect	401k Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	28,059	28,059	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	64,277	64,277	Direct
Class A Common	2012 Stock Option Grant (right to buy)	$14.74	2014-04-11	2022-04-11	77,945	77,945	Direct
Class A Common	2013 Stock Option Grant (right to buy)	$17.60	2015-04-08	2023-04-08	65,630	65,630	Direct
Class A Common	2014 Stock Option Grant (right to buy)	$18.73	2016-03-28	2024-03-28	62,090	62,090	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	38,441	38,441	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	32,900	32,900	Direct
Class A Common	2016 Performance Shares	$0.00	2018-12-31	1988-08-08	50,367	50,367	Direct
Class A Common	2017 Performance Shares	$0.00	2019-12-31	1988-08-08	48,313	48,313	Direct
Class A Common	2015 Out Performance Shares	$0.00	2017-12-31	1988-08-08	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-06-18	28,059	28,059	Direct
2021-04-13	64,277	64,277	Direct
2022-04-11	77,945	77,945	Direct
2023-04-08	65,630	65,630	Direct
2024-03-28	62,090	62,090	Direct
1988-08-08	38,441	38,441	Direct
1988-08-08	32,900	32,900	Direct
1988-08-08	50,367	50,367	Direct
1988-08-08	48,313	48,313	Direct
1988-08-08	50,000	50,000	Direct

Footnotes

David J. LaRue Trust.
David LaRue Family Trust
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter,
Shares are held in street account with Charles Schwab. 9/15/2017: The price $25.3203 represents a weighted average of sales prices ranging from $25.3200 per share to $25.3250 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
Shares held by David LaRue - Roth IRA
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.