Filing Details

Accession Number:
0001140361-17-035737
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-18 14:28:10
Reporting Period:
2017-09-14
Accepted Time:
2017-09-18 14:28:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673345 Jr. F. Thomas Helms Turning Point Brands, Inc.
5201 Interchange Way
Louisville KY 40229
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-14 100,000 $17.09 640,062 No 4 S Indirect By Helms Management Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Helms Management Corp.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Direct
Footnotes
  1. Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share.
  2. The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.