Filing Details

Accession Number:
0001179110-17-012331
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-15 16:56:16
Reporting Period:
2017-09-14
Accepted Time:
2017-09-15 16:56:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275967 W Thomas Handley 1 Ecolab Place
Saint Paul MN 55102
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-23 2,559 $0.00 2,559 No 5 G Indirect By 2015 GRAT
Common Stock Acquisiton 2017-08-23 2,559 $0.00 3,276 No 5 G Indirect By child #1 trust
Common Stock Disposition 2017-08-23 2,559 $0.00 0 No 5 G Indirect By 2015 GRAT
Common Stock Acquisiton 2017-08-23 2,559 $0.00 3,276 No 5 G Indirect By child #2 trust
Common Stock Disposition 2017-09-14 7,397 $130.63 74,842 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By 2015 GRAT
No 5 G Indirect By child #1 trust
No 5 G Indirect By 2015 GRAT
No 5 G Indirect By child #2 trust
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,101 Indirect By 2016 GRAT
Common Stock 560 Indirect By Ecolab Savings Plan
Footnotes
  1. The reporting person is trustee and sole annuitant of the 2015 GRAT, a grantor retained annuity trust. On August 7, 2017, the 2015 GRAT distributed 22,557 shares of Ecolab Inc. common stock out of the 27,675 shares then held by the 2015 GRAT to the reporting person as an annuity payment.
  2. The reporting person is trustee and sole annuitant of the 2016 GRAT, a grantor retained annuity trust. On August 23, 2017, the 2016 GRAT distributed 35,455 shares of Ecolab Inc. common stock out of the 75,566.155 shares then held by the 2016 GRAT to the reporting person as an annuity payment.
  3. This transaction was executed in multiple trades at prices ranging from $130.60 to $130.671, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2017. Includes 1.586 UNITS acquired since the reporting person's last report. (The 559.669 UNITS are the equivalent of approximately 1,029 SHARES of the issuer's Common Stock.)