Filing Details

Accession Number:
0001179110-17-012326
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-15 16:24:11
Reporting Period:
2017-09-13
Accepted Time:
2017-09-15 16:24:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1391461 Advent Claymore Convertible Securities & Income Fund Ii AGC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251345 V Tracy Maitland 888 7Th Avenue
31St Floor
New York NY 10019
Chairman, President & Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-13 88,456 $6.11 406,544 No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
Common Stock Disposition 2017-09-13 156,151 $6.49 250,393 No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
Common Stock Disposition 2017-09-14 150,000 $6.02 100,393 No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
Common Stock Disposition 2017-09-15 74,393 $6.01 26,000 No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
No 4 S Indirect By Advent Capital Management, LLC. See Footnotes.
Footnotes
  1. Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  2. Totals include 16,000 shares which are directly held by Mr. Maitland.