Filing Details

Accession Number:
0001654954-17-008479
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-14 21:24:38
Reporting Period:
2017-09-12
Accepted Time:
2017-09-14 21:24:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350868 Iteris Inc. ITI Radio & Tv Broadcasting & Communications Equipment (3663) NV
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2186 Relm Wireless Corp 7100 Technology Drive
West Melbourne FL 32904
No No No No
1187586 H Joseph Moglia C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No No No
1591508 Fundamental Global Investors, Llc 4201 Congress Street, Suite 140
Charlotte NC 28209
No No No No
1619951 M Lewis Johnson C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No No No
1619991 Kyle Cerminara C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-12 62,247 $6.31 188,542 No 4 S Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-12 64,321 $6.31 196,910 No 4 S Indirect Fundamental Global Partners, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-12 80,922 $6.31 1,534,006 No 4 S Indirect RELM Wireless Corporation
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-13 12,753 $6.31 175,789 No 4 S Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-13 13,178 $6.31 183,732 No 4 S Indirect Fundamental Global Partners, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-13 16,579 $6.31 1,517,427 No 4 S Indirect RELM Wireless Corporation
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-14 5,788 $6.32 170,001 No 4 S Indirect Fundamental Global Partners Master Fund, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-14 5,981 $6.32 177,751 No 4 S Indirect Fundamental Global Partners, LP
Common Stock, Par Value $0.10 Per Share Disposition 2017-09-14 7,524 $6.32 1,509,903 No 4 S Indirect RELM Wireless Corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Fundamental Global Partners Master Fund, LP
No 4 S Indirect Fundamental Global Partners, LP
No 4 S Indirect RELM Wireless Corporation
No 4 S Indirect Fundamental Global Partners Master Fund, LP
No 4 S Indirect Fundamental Global Partners, LP
No 4 S Indirect RELM Wireless Corporation
No 4 S Indirect Fundamental Global Partners Master Fund, LP
No 4 S Indirect Fundamental Global Partners, LP
No 4 S Indirect RELM Wireless Corporation
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.10 Per Share 10,751 Direct
Footnotes
  1. The Reporting Persons beneficially own in the aggregate 1,857,655 shares of Common Stock, which represent approximately 5.7% of the Company's outstanding shares of Common Stock. In addition, CWA Asset Management Group, LLC, 50% of which is owned by Fundamental Global Investors, LLC, holds 99,578 shares of Common Stock for the accounts of individual investors, which represent approximately 0.3% of the Company's outstanding shares of Common Stock, and Mr. D. Kyle Cerminara, who serves on the Board of Directors of the Company, holds 2,605 shares of Common Stock and 8,146 RSUs granted to him as director compensation. The RSUs vest on the date of the Company's 2017 annual meeting. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM") and RELM Wireless Corporation ("RWC").
  2. Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP and FGPM. Due to their positions with RWC, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be a beneficial owners of the shares of Common Stock disclosed as directly owned by RWC. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.