Filing Details

Accession Number:
0001140361-17-035544
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-14 17:03:05
Reporting Period:
2017-09-12
Accepted Time:
2017-09-14 17:03:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012477 Avadel Pharmaceuticals Plc AVDL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410677 J Greg Divis C/O Avadel Pharmaceuticals Plc
Block 10-1 Blanchardstown Corporate Park
Dublin L2 15
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Adss Acquisiton 2017-09-12 10,600 $9.32 10,600 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Adss Stock Option (right to buy) $10.40 2026-12-14 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-12-14 150,000 150,000 Direct
Footnotes
  1. The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.14 to $9.85, inclusive. The reporting person undertakes to provide to Avadel Pharmaceuticals plc, any security holder of Avadel Pharmaceuticals plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).
  3. Options become exercisable as to 37,500 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.