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Home > Insider Trading > Filing (0000899243-17-021981)

Filing Details

Accession Number:
0000899243-17-021981
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-13 06:04:43
Reporting Period:
2017-09-11
Accepted Time:
2017-09-13 06:04:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498608 Michael Mauer C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022		 Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-11 1,000 $9.61 101,000 No 4 P Direct
Common Stock Acquisiton 2017-09-11 2,000 $9.60 103,000 No 4 P Direct
Common Stock Acquisiton 2017-09-11 800 $9.60 103,800 No 4 P Direct
Common Stock Acquisiton 2017-09-11 200 $9.65 104,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 0.154 shares acquired under the CM Finance Inc dividend reinvestment plan.