Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-09-12 18:20:01
Reporting Period:
Accepted Time:
2017-09-12 18:20:01
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229306 Thomas Liguori 1615 Sharp Point Drive
Fort Collins CO 80525
Evp, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-11 16,000 $73.64 36,659 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Shares sold in accordance with a 10b5-1 trading plan.
  2. The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $72.53 to $74.05. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Represents 32,531 shares of Restricted Stock Units and 4,128 Performance Stock Units.