Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-09-12 16:02:25
Reporting Period:
Accepted Time:
2017-09-12 16:02:25
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403679 James Robert Rudelius 13631 Progress Boulevard
Suite 400
Alachua FL 32615
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-08 20,000 $3.50 43,273 No 4 M Direct
Common Stock Disposition 2017-09-08 3,857 $18.15 39,416 No 4 F Direct
Common Stock Disposition 2017-09-11 16,143 $18.00 23,273 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (right to purchase) Disposition 2017-09-08 20,000 $0.00 20,000 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-31 2017-11-01 No 4 M Direct
  1. This Form is being filed to report the exercise of a stock option for a total of 20,000 shares by means of a cashless exercise. A cashless exercise is a method of exercising a stock option in which the option holder pays the exercise price using shares the reporting person would have received pursuant to the option exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 16,143 shares of common stock.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2017.