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Home > Insider Trading > Filing (0001490281-17-000114)

Filing Details

Accession Number:
0001490281-17-000114
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 17:58:21
Reporting Period:
2017-09-06
Accepted Time:
2017-09-08 17:58:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490281 Groupon Inc. GRPN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114357 P Eric Lefkofsky C/O Groupon, Inc.
600 West Chicago Avenue
Chicago IL 60654		 Yes No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-06 750,000 $4.40 93,134,994 No 4 S Indirect By Green Media LLC
Common Stock Disposition 2017-09-07 750,000 $4.38 92,384,994 No 4 S Indirect By Green Media LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Green Media LLC
No 4 S Indirect By Green Media LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,532,391 Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Stock Unit Award (Right to Receive) $0.00 38,259 38,259 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
38,259 38,259 Direct
Footnotes
  1. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  2. The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
  3. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  4. The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
  5. Under the Groupon, Inc. Non-Employee Director Compensation Plan, Deferred Stock Units ("DSUs") represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.