Filing Details

Accession Number:
0001331471-17-000028
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 12:38:46
Reporting Period:
2017-09-07
Accepted Time:
2017-09-08 12:38:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1679290 Jr. J. Robert Hartman C/O Stoneridge, Inc.
39675 Mackenzie Drive
Novi MI 48377
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2017-09-07 7,358 $16.51 37,281 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Performance Shares $0.00 25,660 25,660 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
25,660 25,660 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. The Common Shares were sold in multiple transactions on 9-7-2017 at prices ranging from $16.512/share to $16.52/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the range.
  2. Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2015, 2016 and 2017 and shall be earned in some cases on continued employment until a date three years from the date of grant and in other cases contingent on the same three year employment condition and on Company performance over a three year period.