Filing Details

Accession Number:
0001474506-17-000072
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 11:52:55
Reporting Period:
2017-09-06
Accepted Time:
2017-09-08 11:52:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512931 Monroe Capital Corp MRCC () IL
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1075190 L Theodore Koenig C/O Monroe Capital Corporation
311 South Wacker Drive, Suite 6400
Chicago IL 60606
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-06 7,200 $13.60 42,078 No 4 P Direct
Common Stock Acquisiton 2017-09-06 7,300 $13.60 7,300 No 4 P Indirect By Spouse's IRA
Common Stock Acquisiton 2017-09-07 7,300 $13.63 14,600 No 4 P Indirect By Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Spouse's IRA
No 4 P Indirect By Spouse's IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,643 Indirect By Koenig Family Foundation
Common Stock 212,613 Indirect In Partnership by MC Opportunities Fund LP
Footnotes
  1. Includes shares acquired through the Dividend Reinvestment Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.59 to $13.62, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.59 to $13.62, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.60 to $13.67, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.