Filing Details

Accession Number:
0001094891-17-000232
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-07 16:08:01
Reporting Period:
2017-09-05
Accepted Time:
2017-09-07 16:08:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562214 Zais Group Holdings Inc. ZAIS Investment Advice (6282) 461314400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1634160 P. Neil Ramsey 1515 Ormsby Station Court
Louisville KY 40223
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-09-05 6,500,000 $4.00 2,707,056 No 4 S Indirect By Ramguard LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ramguard LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 378,231 Indirect By NAR Special Global, LLC
Footnotes
  1. The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.
  2. The reporting person is the managing member of NAR Special Global, LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose.