Filing Details

Accession Number:
0001606268-17-000101
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-29 18:06:57
Reporting Period:
2017-08-29
Accepted Time:
2017-08-29 17:06:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606268 Spark Energy Inc. SPKE Electric & Other Services Combined (4931) 465453215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613778 Ii G James Jones 12140 Wickchester Lane Suite 100
Houston TX 77079
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-08-29 500 $16.37 40,640 No 4 P Direct
Class A Common Stock Acquisiton 2017-08-29 500 $16.40 41,140 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Unit $0.00 15,072 15,072 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
15,072 15,072 Direct
Footnotes
  1. This amount reflects the effect of a two-for-one stock split of the Company's Common Stock for all shares of record on June 5, 2017.
  2. Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share, of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule referenced in Footnote 3.
  3. Each of these RSUs vests and pays out upon vesting and payout of the underlying award of RSUs to which the dividend equivalent relates.