Filing Details
- Accession Number:
- 0001493152-17-009742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-22 20:45:58
- Reporting Period:
- 2017-08-21
- Accepted Time:
- 2017-08-22 19:45:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213183 | F Charles Cargile | C/O Sunworks, Inc. 1030 Winding Creek Road, Suite 100 Roseville CA 95678 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-21 | 10,000 | $1.59 | 24,100 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- This sales price reflects a weighted average of multiple prices ranging from $1.59 to $1.62. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
- Represents shares acquired by The Cargile Family Trust (the "Trust"). Charles Cargile is the Trustee of the Trust and in such capacity has voting and dispositive control over the securities held by such entity.
Billionaire Hedge Funds
