Filing Details

Accession Number:
0001273295-17-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-31 17:45:13
Reporting Period:
2017-08-30
Accepted Time:
2017-08-31 16:45:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp HBNC State Commercial Banks (6022) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273295 D James Neff 515 Franklin Square
Michigan City IN 46360
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-30 3,559 $26.05 147,176 No 4 S Direct
Common Stock Acquisiton 2017-08-30 3,559 $15.89 150,735 No 4 M Direct
Common Stock Disposition 2017-08-30 3,084 $26.05 147,176 No 4 S Direct
Common Stock Acquisiton 2017-08-30 3,084 $15.57 150,260 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock oPTION Disposition 2017-08-30 3,559 $0.00 3,559 $15.89
Common Stock Employee Stock Option Disposition 2017-08-30 3,084 $0.00 3,084 $15.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-17 2025-03-17 No 4 M Direct
0 2017-03-15 2026-03-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,038 Indirect By SERP
Common Stock 12,924 Indirect By ESOP
Common Stock 18,417 Indirect By Thrift
Footnotes
  1. The option was granted 03/17/2015 and vested in two equal installments beginning on the first anniversary of the date of the grant.
  2. The option was granted 03/15/2016 and vested in one equal installment beginning on the first anniversary of the date of the grant.