Filing Details

Accession Number:
0001225208-17-014385
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-28 12:56:26
Reporting Period:
2017-08-24
Accepted Time:
2017-08-28 11:56:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592329 Clifton Bancorp Inc. CSBK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392400 J Charles Pivirotto 1433 Van Houten Avenue
Clifton NJ 07015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-24 16,675 $9.03 32,434 No 4 M Direct
Common Stock Disposition 2017-08-24 16,675 $15.28 15,759 No 4 S Direct
Common Stock Acquisiton 2017-08-25 30,000 $9.03 45,759 No 4 M Direct
Common Stock Disposition 2017-08-25 30,000 $15.68 15,759 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-08-24 16,675 $0.00 16,675 $9.03
Common Stock Stock Option Disposition 2017-08-25 30,000 $0.00 30,000 $9.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2011-05-26 2020-05-26 No 4 M Direct
0 2011-05-26 2020-05-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By Pivirotto & Co CPA 401(k)
Common Stock 21,836 Indirect By Stock Award
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $13.84 2016-09-02 2025-09-02 68,238 68,238 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-09-02 68,238 68,238 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.23 to $15.41, inclusive. The reporting person undertakes to provide to Clifton Bancorp Inc., any security holder of Clifton Bancorp Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.36 to $15.85, inclusive. The reporting person undertakes to provide to Clifton Bancorp Inc., any security holder of Clifton Bancorp Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  3. Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
  4. Non-Statutory Stock Options granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
  5. Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.