Filing Details
- Accession Number:
- 0001225208-17-007876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 18:14:03
- Reporting Period:
- 2017-04-06
- Accepted Time:
- 2017-04-10 17:14:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670565 | M. Paula Cooney | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-06 | 369 | $49.95 | 7,014 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-06 | 290 | $49.95 | 7,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-06 | 222 | $49.95 | 7,082 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-07 | 843 | $50.53 | 6,239 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Units | Disposition | 2017-04-06 | 369 | $49.95 | 369 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-04-06 | 290 | $49.95 | 290 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 602 | 2017-04-06 | 2019-04-06 | No | 4 | M | Direct |
| 602 | 2019-04-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 6,524 | 6,524 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $23.68 | 2020-04-14 | 3,647 | 3,647 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 5,451 | 5,451 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $33.38 | 2026-01-19 | 6,264 | 6,264 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2023-01-24 | 4,126 | 4,126 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2025-01-22 | 4,785 | 4,785 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $43.16 | 2026-04-06 | 7,706 | 7,706 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2024-01-23 | 4,194 | 4,194 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $50.10 | 2018-01-26 | 2027-01-26 | 13,033 | 13,033 | Direct |
| Common Stock | Employee Stock Option (Right-to-Buy) | $50.16 | 2016-12-04 | 2023-12-04 | 4,010 | 4,010 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2017-01-19 | 2019-01-19 | 488 | 488 | Direct |
| Common Stock | Performance Stock Units | $0.00 | 2018-01-26 | 2020-01-26 | 1,401 | 1,401 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2019-01-19 | 489 | 489 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-22 | 428 | 428 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 2018-01-26 | 2020-01-26 | 2,760 | 2,760 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 6,524 | 6,524 | Direct |
| 2020-04-14 | 3,647 | 3,647 | Direct |
| 2022-01-26 | 5,451 | 5,451 | Direct |
| 2026-01-19 | 6,264 | 6,264 | Direct |
| 2023-01-24 | 4,126 | 4,126 | Direct |
| 2025-01-22 | 4,785 | 4,785 | Direct |
| 2026-04-06 | 7,706 | 7,706 | Direct |
| 2024-01-23 | 4,194 | 4,194 | Direct |
| 2027-01-26 | 13,033 | 13,033 | Direct |
| 2023-12-04 | 4,010 | 4,010 | Direct |
| 2019-01-19 | 488 | 488 | Direct |
| 2020-01-26 | 1,401 | 1,401 | Direct |
| 2019-01-19 | 489 | 489 | Direct |
| 2018-01-22 | 428 | 428 | Direct |
| 2020-01-26 | 2,760 | 2,760 | Direct |
Footnotes
- This amount reflects a 127.5% payout based on the performance criteria achieved.
- Shares withheld for taxes due on total of 659 shares issued pursuant to the H.B. Fuller Company 2013 Master Stock Incentive Plan.
- These performance stock units convert into shares of common stock on a 1-for-1 basis.
- These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
- This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- These restricted stock units vest in three equal annual installments beginning on April 6, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
- Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
- This option is 100% vested.
- This option vests in three equal annual installments beginning on January 19, 2017.
- This option vests in three equal annual installments beginning on January 22, 2016.
- This option vests in three equal annual installments beginning on April 6, 2017.
- H.B. Fuller Company 2013 Master Incentive Plan: This option is 100% vested.
- This option vests in three equal annual installments beginning on the date shown.
- These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These restricted stock units vest in three equal annual installments beginning on January 19, 2017.
- These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- These restricted stock units vest in three equal annual installments beginning on the date shown.
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