Filing Details
- Accession Number:
- 0001209191-17-051509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-06 13:04:17
- Reporting Period:
- 2017-09-05
- Accepted Time:
- 2017-09-06 12:04:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750574 | Auburn National Bancorporation Inc | AUBN | State Commercial Banks (6022) | 630885779 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195603 | Jr L Edward Spencer | P. O. Box 3110 Auburn AL 36831-3110 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-05 | 14,800 | $35.80 | 649,006 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,950 | Indirect | spouse |
| Common Stock | 51,615 | Indirect | 8 year GRAT dated 12-23-09 |
| Common Stock | 24,745 | Indirect | By revocable trust |
Footnotes
- Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares.
Billionaire Hedge Funds
