Filing Details

Accession Number:
0001209191-17-050936
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-31 19:22:21
Reporting Period:
2017-08-31
Accepted Time:
2017-08-31 18:22:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145986 Aspen Aerogels Inc ASPN Wholesale-Lumber & Other Construction Materials (5030) 043559972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472399 M. Robert Gervis C/O Aspen Aerogels, Inc.
30 Forbes Road, Building B
Northborough MA 01532
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-31 100 $4.00 111,218 No 4 P Direct
Common Stock Acquisiton 2017-08-31 100 $4.00 72,491 No 4 P Indirect Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Footnotes
  1. The purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016.
  2. The purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted onNovember 18, 2016.
  3. Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouseis trustee.