Filing Details

Accession Number:
0001209191-17-050704
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-30 17:15:52
Reporting Period:
2017-08-28
Accepted Time:
2017-08-30 16:15:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480226 A David Brown C/O Genesee &Amp; Wyoming Inc.
20 West Avenue
Darien CT 06820
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2017-08-28 4,156 $63.56 31,416 No 4 M Direct
Class A Common Stock, $.01 Par Value Disposition 2017-08-28 4,156 $66.19 27,260 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2017-08-28 4,156 $0.00 4,156 $63.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-30 No 4 M Direct
Footnotes
  1. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
  2. Represents the weighted average sales price for the price increments ranging from $66.02 to $66.26.
  3. This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning August 31, 2013.