Filing Details

Accession Number:
0001209191-17-050591
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-29 17:33:03
Reporting Period:
2017-08-28
Accepted Time:
2017-08-29 16:33:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
849399 Symantec Corp SYMC Services-Prepackaged Software (7372) 770181864
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529797 S. Gregory Clark 350 Ellis Street
Mountain View CA 94043
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-28 186,433 $6.73 1,321,671 No 4 M Direct
Common Stock Disposition 2017-08-28 186,433 $30.00 1,135,238 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non- Qualified Stock Option (right to buy) Disposition 2017-08-28 186,433 $0.00 186,433 $6.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,678,838 2025-09-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 207,907 Indirect Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust
Common Stock 2,121,613 Indirect GSC-OZ Investment LLC
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.
  2. Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.01 per share. Full informationregarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,the Issuer, or a security holder of the Issuer.
  4. The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.