Home > Insider Trading > Filing (0001209191-17-049761)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1175609	Cavium Inc.	CAVM	Semiconductors & Related Devices (3674)	770558625

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1680691	Raghib Muhammad Hussain	C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-08-17	20,000	$61.85	309,938	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2017-08-21	20,000	$37.63	329,938	No	4	M	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	M	Indirect	See Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock option right to buy	Disposition	2017-08-21	20,000	$0.00	20,000	$37.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000	2013-09-22	2020-03-22	No	4	M	Direct

Footnotes

The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
Shares were sold ranging from $61.33 per share to $62.20 per share.
Both direct and indirect holding. See footnote 4.
Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.