Filing Details

Accession Number:
0001140361-17-034286
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-05 16:15:14
Reporting Period:
2017-08-31
Accepted Time:
2017-09-05 15:15:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500213 Si Financial Group Inc. SIFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298177 A Rheo Brouillard 803 Main Street
Willimantic CT 06226
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-31 707 $14.50 66,126 No 4 S Direct
Common Stock Disposition 2017-08-31 3,043 $14.60 63,083 No 4 S Direct
Common Stock Disposition 2017-08-31 183 $14.65 62,900 No 4 S Direct
Common Stock Disposition 2017-09-01 656 $14.50 62,244 No 4 S Direct
Common Stock Disposition 2017-09-01 769 $14.55 61,475 No 4 S Direct
Common Stock Disposition 2017-09-01 600 $14.60 60,875 No 4 S Direct
Common Stock Disposition 2017-09-01 100 $14.64 60,775 No 4 S Direct
Common Stock Disposition 2017-09-01 575 $14.65 60,200 No 4 S Direct
Common Stock Disposition 2017-09-01 100 $14.68 60,100 No 4 S Direct
Common Stock Disposition 2017-09-01 200 $14.70 59,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,138 Indirect By 401(k)
Common Stock 11,861 Indirect By ESOP
Common Stock 4,699 Indirect By IRA
Common Stock 898 Indirect By Spouse
Common Stock 2,659 Indirect By Spouse's IRA
Common Stock 3,333 Indirect By Stock Award II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $5.68 2011-02-24 2020-02-24 5,663 5,663 Direct
Common Stock Stock Options $9.40 2012-02-16 2021-02-16 10,000 10,000 Direct
Common Stock Stock Options $11.01 2013-10-24 2022-10-24 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-24 5,663 5,663 Direct
2021-02-16 10,000 10,000 Direct
2022-10-24 50,000 50,000 Direct
Footnotes
  1. Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
  2. Stock Options are fully vested and exercisable.
  3. Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.