Filing Details

Accession Number:
0001140361-17-033053
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-22 21:47:00
Reporting Period:
2017-08-21
Accepted Time:
2017-08-22 20:47:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT Radio & Tv Broadcasting & Communications Equipment (3663) 461318953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603704 Aaron Michael Leabman C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-21 10,515 $9.31 181,889 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant that was previously reported in Table I on the Form 4 filed on October 25, 2016. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  3. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.46 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.