Filing Details
- Accession Number:
- 0001127602-17-026557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-28 18:23:58
- Reporting Period:
- 2017-08-25
- Accepted Time:
- 2017-08-28 17:23:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730464 | Adtalem Global Education Inc. | ATGE | Services-Educational Services (8200) | 363150143 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239926 | M Donna Loraine | 3005 Highland Parkway Downers Grove IL 60515 | President, Carrington Colleges | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-25 | 5,424 | $18.60 | 16,179 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-08-25 | 1,421 | $18.60 | 17,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-25 | 7,838 | $34.03 | 9,762 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-25 | 226 | $34.00 | 9,536 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-08-26 | 323 | $34.00 | 9,213 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2017-08-25 | 5,424 | $0.00 | 5,424 | $18.60 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-08-25 | 1,421 | $0.00 | 1,421 | $18.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-29 | 2022-08-29 | No | 4 | M | Direct |
| 0 | 2013-08-29 | 2022-08-29 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date.
- This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.
Billionaire Hedge Funds
