Filing Details
- Accession Number:
- 0001124165-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-06 18:46:39
- Reporting Period:
- 2017-09-05
- Accepted Time:
- 2017-09-06 17:46:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124165 | T Thomas Stallkamp | One Baxter Parkway Deerfield IL 60015 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2017-09-05 | 4,990 | $31.26 | 16,263 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2017-09-05 | 3,930 | $36.93 | 20,193 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2017-09-05 | 8,920 | $62.28 | 11,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-09-05 | 4,990 | $0.00 | 4,990 | $31.26 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2017-09-05 | 3,930 | $0.00 | 3,930 | $36.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-08 | 2021-05-03 | No | 4 | M | Direct |
| 0 | 2014-05-07 | 2023-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 22,600 | Indirect | Spousal Lifetime Access Trust |
Footnotes
- Price reflects weighted average sales price. Range of prices for transactions are $62.20 through $62.40. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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