Filing Details

Accession Number:
0001077131-17-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-30 14:23:47
Reporting Period:
2017-08-29
Accepted Time:
2017-08-30 13:23:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
934549 Acacia Research Corp ACTG Patent Owners & Lessors (6794) 954405754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077131 Iii Louis G Graziadio 520 Newport Center Dr.
12Th Floor
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-29 14,500 $3.35 523,351 No 4 P Direct
Common Stock Acquisiton 2017-08-29 2,500 $3.35 5,000 No 4 P Indirect Owned by Spouse
Common Stock Acquisiton 2017-08-29 1,000 $3.35 16,000 No 4 P Indirect Marianna R. Graziadio (minor children)
Common Stock Acquisiton 2017-08-29 1,000 $3.35 16,000 No 4 P Indirect George L. Graziadio IV (minor children)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Owned by Spouse
No 4 P Indirect Marianna R. Graziadio (minor children)
No 4 P Indirect George L. Graziadio IV (minor children)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect George and Reva Graziadio Foundation
Common Stock 305,500 Indirect Graziadio Family Trust dtd 11/13/75
Common Stock 15,000 Indirect The George & Reva Graziadio Charitable Lead Annuity Trust
Common Stock 20,000 Indirect The Gina-Carra Partnership
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.40, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio.
  3. These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV.
  4. Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.
  5. These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
  6. These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
  7. These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra.