Filing Details
- Accession Number:
- 0001039399-17-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-22 19:59:54
- Reporting Period:
- 2017-08-19
- Accepted Time:
- 2017-08-22 18:59:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256949 | M Michael Ludwig | 7005 Southfront Road Livermore CA 94551 | Sr Vp, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-19 | 9,333 | $0.00 | 262,847 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-19 | 4,870 | $14.05 | 257,977 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-08-21 | 10,000 | $10.30 | 267,977 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-21 | 10,000 | $13.96 | 257,977 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-22 | 20,000 | $10.30 | 277,977 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-22 | 20,000 | $14.34 | 257,977 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-08-19 | 9,333 | $0.00 | 9,333 | $0.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-08-21 | 10,000 | $10.30 | 10,000 | $10.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-08-22 | 20,000 | $10.30 | 20,000 | $10.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,667 | No | 4 | M | Direct | ||
| 30,000 | 2017-11-10 | No | 4 | M | Direct | |
| 10,000 | 2017-11-10 | No | 4 | M | Direct |
Footnotes
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.955 through $14.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.31 through $14.355. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Restricted Stock Units vest in three annual installments on each August 19 of 2017, 2018, and 2019 and will be settled into shares of common stocks on or following the vesting dates.
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years.
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