Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001019056-17-000681)

Filing Details

Accession Number:: 0001019056-17-000681
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-28 19:03:29
Reporting Period:: 2017-08-24

Accepted Time:: 2017-08-28 18:03:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1070170	Neil Gagnon	1370 Avenue Of The Americas 24Th Floor New York NY 10019		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-24	4,257	$2.39	890,473	No	4	P	Direct
Common Stock	Acquisiton	2017-08-24	4,253	$2.39	894,726	No	4	P	Direct
Common Stock	Acquisiton	2017-08-24	1,312	$2.39	35,225	No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock	Acquisiton	2017-08-25	760	$2.93	35,985	No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock	Acquisiton	2017-08-24	19,577	$3.19	113,429	No	4	P	Indirect	By Managing Member as General Partner of Darwin Partnership
Common Stock	Acquisiton	2017-08-25	4,960	$2.93	118,389	No	4	P	Indirect	By Managing Member as General Partner of Darwin Partnership

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No	4	P	Indirect	By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
No	4	P	Indirect	By Managing Member as General Partner of Darwin Partnership
No	4	P	Indirect	By Managing Member as General Partner of Darwin Partnership

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	955,758	Indirect	By Managing Member as General Partner of Gagnon Investment Associates
Common Stock	203,484	Indirect	By Limited Partner of the Family Partnership