Filing Details
- Accession Number:
- 0000916457-17-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-25 17:29:16
- Reporting Period:
- 2017-08-23
- Accepted Time:
- 2017-08-25 16:29:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916457 | Calpine Corp | CPN | Electric Services (4911) | 770212977 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425785 | A Jack Fusco | Calpine Corporation 717 Texas Avenue, Suite 1000 Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2017-08-23 | 265,000 | $14.74 | 0 | No | 4 | S | Indirect | Fusco Energy Investment LLP |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2017-08-23 | 348,100 | $14.73 | 344,835 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2017-08-24 | 336,425 | $14.70 | 8,410 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Fusco Energy Investment LLP |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.765 per share, inclusive. The reporting person undertakes to provide to Calpine Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased sold at each separate price within the ranges set forth herein.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.72 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 per share to $14.76 per share, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Billionaire Hedge Funds
