Filing Details
- Accession Number:
- 0000891839-17-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-21 17:25:21
- Reporting Period:
- 2017-08-18
- Accepted Time:
- 2017-08-21 16:25:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285969 | Jeff Clarke | Eastman Kodak Company 343 State Street Rochester NY 14650 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2017-08-18 | 1,500 | $6.95 | 116,179 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $27.20 | 2021-03-11 | 114,943 | 114,943 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $18.46 | 2022-03-11 | 152,207 | 152,207 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $10.19 | 2023-03-11 | 229,358 | 229,358 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $15.00 | 2024-03-11 | 277,778 | 277,778 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-03-11 | 114,943 | 114,943 | Direct |
| 2022-03-11 | 152,207 | 152,207 | Direct |
| 2023-03-11 | 229,358 | 229,358 | Direct |
| 2024-03-11 | 277,778 | 277,778 | Direct |
Footnotes
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
- Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.
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