Filing Details

Accession Number:
0001144204-17-044233
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-18 18:01:09
Reporting Period:
2017-08-16
Filing Date:
2017-08-18
Accepted Time:
2017-08-18 18:01:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659617 Moleculin Biotech Inc. MBRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
938419 V Walter Klemp C/O Moleculin Biotech, Inc.
2575 West Bellfort, Suite 333
Houston TX 77054
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-08-16 100,000 $1.70 967,724 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reporting person entered into a private sale agreement for the shares of common stock set forth in the table. The 12,000 shares of common stock purchased by the reporting person on May 11, 2017 are a matching transaction under Section 16 of the Securities Exchange Act of 1934 with 12,000 shares of common stock sold by the reporting person as set forth in the table above. In Accordance with Section 16, the reporting person will disgorge to the issuer an aggregate short-swing profit of $10,716.
  2. In addition to the shares held directly by the reporting person, the reporting person is the majority shareholder and control person of Annamed, Inc. Annamed, Inc. holds 1,425,000 shares of Issuer common stock. The Pursuant to General Instruction 5(b)(iv) of Form 3, the amount set forth in the table represents the reporting person's proportionate interest in the Issuer common stock beneficially owned by Annamed, Inc.