Filing Details

Accession Number:
0000919574-17-006308
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-18 16:59:30
Reporting Period:
2017-08-16
Filing Date:
2017-08-18
Accepted Time:
2017-08-18 16:59:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319458 Enservco Corp ENSV Oil & Gas Field Services, Nec (1389) 840811316
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362224 Cross River Partners Lp C/O Cross River Capital Management Llc
31 Bailey Avenue, Unit D
Ridgefield CT 06877
No No Yes No
1403043 Cross River Capital Management Llc 31 Bailey Avenue
Unit D
Ridgefield CT 06877
No No Yes No
1450103 Richard Murphy C/O Cross River Capital Management Llc
31 Bailey Avenue, Unit D
Ridgefield CT 06877
Yes No Yes No
1659129 Cross River Management Llc 31 Bailey Avenue
Unit D
Ridgefield CT 06877
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.005 Par Value Acquisiton 2017-08-16 74,000 $0.38 9,684,117 No 4 P Direct
Common Stock, $.005 Par Value Acquisiton 2017-08-16 0 $0.38 9,684,117 No 4 P Indirect See Footnote
Common Stock, $.005 Par Value Acquisiton 2017-08-17 88,111 $0.04 9,772,228 No 4 P Direct
Common Stock, $.005 Par Value Acquisiton 2017-08-17 0 $0.04 9,772,228 No 4 P Indirect See Footnote
Common Stock, $.005 Par Value Acquisiton 2017-08-18 228,300 $0.40 10,000,528 No 4 P Direct
Common Stock, $.005 Par Value Acquisiton 2017-08-18 0 $0.40 10,000,528 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.005 Par Value 73,900 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $.005 Par Value Warrants $0.31 2017-06-28 2022-06-28 1,612,902 1,612,902 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-28 1,612,902 1,612,902 Direct
Footnotes
  1. The reported securities are directly owned by Cross River Partners LP.
  2. The reported securities are directly owned by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. These securities are directly owned by Richard Murphy, who is a Reporting Person.