Filing Details

Accession Number:
0000891839-17-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-18 16:43:15
Reporting Period:
2017-08-16
Filing Date:
2017-08-18
Accepted Time:
2017-08-18 16:43:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285969 Jeff Clarke Eastman Kodak Company
343 State Street
Rochester NY 14650
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2017-08-16 5,500 $7.37 111,679 No 4 P Direct
Common Stock, Par Value $.01 Acquisiton 2017-08-17 3,000 $7.13 114,679 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Stock Option (Right to Buy) $27.20 2021-03-11 114,943 114,943 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $18.46 2022-03-11 152,207 152,207 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $10.19 2023-03-11 229,358 229,358 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $15.00 2024-03-11 277,778 277,778 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-03-11 114,943 114,943 Direct
2022-03-11 152,207 152,207 Direct
2023-03-11 229,358 229,358 Direct
2024-03-11 277,778 277,778 Direct
Footnotes
  1. The price reported is a weighted average purchase price. Mr. Clarke purchased these shares in multiple transcations at prices ranging from $7.35 to $7.41 per share, inclusive. Mr. Clarke undertakes to provide to Eastman Kodak Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2014 grant date.
  3. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2015 grant date.
  4. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of the first three anniversaries of the 3/12/2016 grant date.
  5. Except as otherwise provided in the award notice or in Mr. Clarke's employment agreement, this option vests one-third on each of March 12, 2018, March 12, 2019 and March 12, 2020.