Filing Details

Accession Number:
0001127602-17-026026
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-18 15:24:10
Reporting Period:
2017-08-16
Filing Date:
2017-08-18
Accepted Time:
2017-08-18 15:24:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685842 Mark Chu 16/F Two Grand Gateway
3 Hong Qiao Road
Shanghai F4 200030
Senior Advisor To Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-16 20,602 $14.88 23,457 No 4 M Direct
Common Stock Disposition 2017-08-16 8,175 $37.50 15,282 No 4 D Direct
Common Stock Disposition 2017-08-16 12,427 $37.50 2,855 No 4 S Direct
Common Stock Acquisiton 2017-08-16 20,000 $19.46 22,855 No 4 M Direct
Common Stock Disposition 2017-08-16 10,243 $38.00 12,612 No 4 D Direct
Common Stock Disposition 2017-08-16 1,647 $38.00 10,965 No 4 S Direct
Common Stock Disposition 2017-08-17 8,110 $38.00 2,855 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-08-16 20,602 $0.00 20,602 $14.88
Common Stock Stock Appreciation Right Disposition 2017-08-16 20,000 $0.00 20,000 $19.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-04 No 4 M Direct
20,886 2022-02-08 No 4 M Direct
Footnotes
  1. Vested in full.