Filing Details

Accession Number:
0001209191-17-049576
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-18 13:07:34
Reporting Period:
2017-08-17
Filing Date:
2017-08-18
Accepted Time:
2017-08-18 13:07:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494448 Emergent Capital Inc. EMGC Life Insurance (6311) 300663473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712049 James Hua C/o Emergent Capital, Inc.
5355 Town Center Road, Suite 701
Boca Raton FL 33486
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-17 135,000 $0.36 510,000 No 4 P Indirect By: Opal Capital Partners, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By: Opal Capital Partners, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000,000 Indirect By: Opal Sheppard Opportunities Fund I LP
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.335 to $0.37, inclusive. The Reporting Person undertakes to provide to Emergent Capital, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
  2. The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Capital Partners, LP, except to the extent of any indirect pecuniary interest therein.
  3. The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Sheppard Opportunities Fund I LP, except to the extent of any indirect pecuniary interest therein.