Filing Details
- Accession Number:
- 0001633978-17-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-17 21:19:24
- Reporting Period:
- 2017-08-15
- Filing Date:
- 2017-08-17
- Accepted Time:
- 2017-08-17 21:19:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232019 | Penny Herscher | C/O Lumentum 400 North Mccarthy Blvd Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-15 | 1,313 | $53.04 | 26,464 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-08-15 | 3,282 | $0.00 | 29,746 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-08-15 | 3,282 | $0.00 | 3,282 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,282 | 2017-08-15 | No | 4 | M | Direct |
Footnotes
- Shares sold under a 10B5-1 Trading Plan.
- Restricted Stock Units have no expiration date.
Billionaire Hedge Funds
