Filing Details

Accession Number:
0001140361-17-032629
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-17 18:39:15
Reporting Period:
2017-08-17
Filing Date:
2017-08-17
Accepted Time:
2017-08-17 18:39:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534336 J. Francine Bovich C/o Annaly Capital Management, Inc.
1211 Avenue Of The Americas
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-17 13,500 $12.29 13,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Deferred Stock Units $0.00 59,760 59,760 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
59,760 59,760 Direct
Footnotes
  1. The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $12.29 and the lowest price at which the shares were purchased was $12.2899. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
  2. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
  3. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 10,956 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.