Filing Details

Accession Number:
0000891839-17-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-17 16:41:09
Reporting Period:
2017-08-16
Filing Date:
2017-08-17
Accepted Time:
2017-08-17 16:41:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706935 D. Jeffrey Engelberg C/O Eastman Kodak Company
343 State Street
Rochester NY 14650
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2017-08-16 5,000 $7.40 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 960,000 Indirect See footnote.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Series A Covertible Preferred Stock $17.40 574,710 100,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
574,710 100,000 Indirect
Footnotes
  1. These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  2. The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.