Filing Details

Accession Number:
0001214659-17-005182
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-17 13:14:10
Reporting Period:
2017-08-16
Filing Date:
2017-08-17
Accepted Time:
2017-08-17 13:14:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1066801 A Alan Teran 2126 Knollwood Dr
Boulder CO 80302
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2017-08-16 3,000 $2.90 40,877 No 4 P Direct
Common Acquisiton 2017-08-16 6,000 $2.90 8,000 No 4 P Indirect By Termar Enterprises, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Termar Enterprises, Inc.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Non Qualified Stock Option $2.12 2012-06-07 2022-06-07 2,000 2,000 Direct
Common Non Qualified Stock Option $2.31 2013-01-02 2023-01-02 2,000 4,000 Direct
Common Non Qualified Stock Option $2.44 2013-09-27 2023-09-27 5,000 9,000 Direct
Common Non Qualified Stock Option $7.79 2025-03-13 7,060 16,060 Direct
Common Non Qualified Stock Option $5.29 2025-11-23 3,781 19,841 Direct
Common Restricted Stock Unit $0.00 2018-11-23 883 20,724 Direct
Common Restricted Stock Unit $0.00 2019-11-16 5,600 26,324 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-07 2,000 2,000 Direct
2023-01-02 2,000 4,000 Direct
2023-09-27 5,000 9,000 Direct
2025-03-13 7,060 16,060 Direct
2025-11-23 3,781 19,841 Direct
2018-11-23 883 20,724 Direct
2019-11-16 5,600 26,324 Direct
Footnotes
  1. Shares are owned indirectly and are held in the entity Termar Enterprises, Inc. Mr. Teran is the President of Termar Enterprises, Inc..
  2. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
  3. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
  4. The reporting person was granted 1,324 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  5. The reporting person was granted 5,600 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.