Filing Details

Accession Number:
0001214659-17-005117
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 19:22:51
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 19:22:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596296 H Michael Fernicola 225 Charcot Ave
San Jose CA 95131
Chief Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 25,000 $0.00 106,225 No 4 A Direct
Common Stock Disposition 2017-08-10 7,751 $8.32 98,474 No 4 F Direct
Common Stock Disposition 2017-08-14 12,869 $8.62 85,605 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter.
  2. Withholding of 7,751 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
  3. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
  4. This transaction was executed in multiple trades at prices ranging from $8.51 to $8.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.