Filing Details

Accession Number:
0001249155-17-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 17:57:18
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 17:57:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534708 Eastside Distilling Inc. ESDI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265078 T. Grover Wickersham 430 Cambridge Avenue, Suite 100
Palo Alto CA 94306
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 22,222 $4.49 97,114 No 4 P Direct
Common Stock Acquisiton 2017-08-10 22,222 $4.49 171,530 No 4 P Indirect By Employee Profit Sharing Plan
Common Stock Acquisiton 2017-08-10 11,111 $4.49 87,744 No 4 P Indirect By Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Employee Profit Sharing Plan
No 4 P Indirect By Irrevocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants (right to buy) Acquisiton 2017-08-10 22,222 $0.01 22,222 $5.40
Common Stock Common Stock Purchase Warrants (right to buy) Acquisiton 2017-08-10 22,222 $0.01 22,222 $5.40
Common Stock Common Stock Purchase Warrants (right to buy) Acquisiton 2017-08-10 11,111 $0.01 11,111 $5.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,222 2017-08-10 2022-08-10 No 4 P Direct
22,222 2017-08-10 2022-08-10 No 4 P Indirect
11,111 2017-08-10 2022-08-10 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,440 Indirect By Charitable Remainder Trust
Footnotes
  1. The shares reported on Table I and the warrants reported on Table II of this Form 4 were purchased in units, each unit consisting of one share of common stock and one warrant, at a purchase price of $4.50 per unit.
  2. Includes an adjustment in the number of shares previously reported to reflect the three-for-one reverse stock split effected by the Issuer as of June 15, 2017.
  3. The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  4. The reporting person is the trustee of the Lindsay Anne Wickersham 1999 Irrevocable Trust (the "Irrevocable Trust"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the Irrevocable Trust. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  5. The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purposes.