Filing Details

Accession Number:
0001209191-17-048786
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-14 17:04:14
Reporting Period:
2017-08-10
Filing Date:
2017-08-14
Accepted Time:
2017-08-14 17:04:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1510580 Kite Pharma Inc. KITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422772 Susan Helen Kim C/O Kite Pharma, Inc.
2225 Colorado Avenue
Santa Monica CA 90404
Evp, Business Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-10 3,595 $53.90 22,259 No 4 M Direct
Common Stock Acquisiton 2017-08-10 2,656 $51.43 24,915 No 4 M Direct
Common Stock Disposition 2017-08-10 6,251 $120.09 18,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-08-10 3,595 $0.00 3,595 $53.90
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-08-10 2,656 $0.00 2,656 $51.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,407 2024-12-14 No 4 M Direct
37,344 2025-05-18 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.
  2. 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.
  3. 25% of the 120,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.